March 2015 ‘Weeding’ out Non-Compliant Disclosure: a review of CSA Staff Notice 51-342 OSC Proposes a Whistleblower Program for Market ParticipantsMore from this issue
February 2015 Amendments to the Accredited Investor and $150,000 Minimum Amount Exemptions in National Instrument 45-106 TSX Proposes Amendments to Reduce Regulatory Burden for Interlisted Issuers OSC Finds Related Party Transaction Disclosure Too Generic and InadequateMore from this issue
January 2015 TSX Private Markets — A New Platform in Canada’s Exempt Markets Are Your Underwriting Due Diligence Practices Consistent with IIROC’s Expectations? Release of Final Guidance Provides a Valuable Opportunity for an Internal Review Amendments to the TSX Venture Exchange’s Policies on Private Placements and Loans, Loan Bonuses, Finders Fees and CommissionsMore from this issue
December 2014 Further Changes to Ontario’s Prospectus Exemptions Rethinking the Rights Offering: Proposed Amendments to the Current Prospectus Exemption Alberta’s Bill 5, the Securities Amendment Act, 2014, Receives Royal AssentMore from this issue
November 2014 Québec’s Autorité des marchés financiers Amends Regulation 91-507 Dealing with Trade Reporting of Derivatives Transactions CSA Publishes Significant Amendments to the Dealer and Adviser Registration Rules in National Instrument 31-103More from this issue
October 2014 Certain Canadian Securities Regulators Require Disclosure of Women in Boards and in Senior Management for Non-Venture Issuers Update Regarding Proposed Amendments to Canada’s Early Warning Reporting SystemMore from this issue
September 2014 Cooperative Capital Markets Regulations – A Step Closer to National Securities Legislation New Harmonized Bid Amendments Proposal to be Published for CommentMore from this issue
Spring 2014 Know Your Obligations – Amendments to the Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations TSX Mandates Majority Voting Proposed Amendments to the Disclosure Requirements and Corporate Governance for Venture Issuers in National Instrument 51-102, National Instrument 41-101 and National Instrument 52-110More from this issue
Fall 2013 Significant changes implemented to prospectus pre-marketing and marketing rules “Jointly and in Concert”: Alberta court confirms applicability of early warning system in the context of proxy fight Crowdfunding (Canada): Start-up panacea or regulatory quagmire? (Part I)More from this issue
Spring 2013 Update re. Communication with Beneficial Owners of Securities of a Reporting Issuer BC Securities Commission Releases 2012 Mining Report Canadian Renewable & Conservation Expense (“CRCE”): “Green” Energy Tax IncentivesMore from this issue
